The fairness and transparency is necessary for financial market to be efficient. This should not only be guaranteed by laws and regulations. Practitioners in the industry should comply necessary ethical foundation to make sure that the financial system is functioning well. Individuals with unethical behaviors damage investor trust and impair the capital markets as a whole. Unethical behaviors also have serious personal consequences on individuals themselves, this may range from job loss and reputational damage to fines and jails. This aim of this course is to train students with the basic understanding of the CFA Ethics code. It seeks to increase students? awareness of business ethics and improve their willingness to comply it. It will help students with their future career and contribute to the society. Moreover, it is also a component of the CFA exams. All NBS students with a Banking and Finance (BAF) specialization must complete a CFA Ethics course prior to graduation.
| Academic Units | 1 |
| Exam Schedule | Not Applicable |
| Grade Type | Pass/Fail |
| Department Maintaining | BUS |
| Not Available to Programme | ACBS-2ndMaj/Spec(ACS) 2, ACBS-2ndMaj/Spec(BA) 2, ACBS-2ndMaj/Spec(HRC) 2, ACBS-2ndMaj/Spec(MKG) 2, ACBS-2ndMaj/Spec(RA) 2, ACC, BUS(ACS) 2, BUS(ACS) 3, BUS(AWM) 3, BUS(BA) 2, BUS(BA) 3, BUS(HRC) 2, BUS(HRC) 3, BUS(MKG) 2, BUS(MKG) 3, BUS(RA) 2, BUS(RA) 3, BUS(RMI) 3 |
| Not Available to All Programme | (Admyr 2011-2017) |
| Index | Type | Group | Day | Time | Venue | Remark |
|---|---|---|---|---|---|---|
| 00140 | SEM | 1 | SAT | 2200-2250 | ONLINE |
0930
1030
1130
1230
1330
1430
1530
1630
1730
BF2100
SEM | ONLINE
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